Professions can only exist within an industry when those acting with transparency, integrity, candor, and trust reach a critical mass. Come join Ken Yee, CFA, CPA, JD as he analyses CFA Institute’s Code of Ethics and Standards of Professional Conduct within the Level II CFA Curriculum.

This discussion will follow CFA Institute’s Learning Outcome Statements for 2023 Level II CFA Curriculum Volume 6, Modules 1-3:

• Describe the six components of the Code of Ethics and the seven Standards of Professional Conduct.
• Explain the ethical responsibilities required of CFA Institute members and candidates in the CFA Program by the Code and Standards.
• Demonstrate a thorough knowledge of the CFA Institute Code of Ethics and Standards of Professional Conduct by applying the Code and Standards to specific situations.
• Recommend practices and procedures designed to prevent violations of the Code of Ethics and Standards of Professional Conduct.
• Evaluate practices, policies, and conduct relative to the CFA Institute Code of Ethics and Standards of Professional Conduct.
• Explain how the practices, policies, and conduct do or do not violate the CFA Institute Code of Ethics and Standards of Professional Conduct.