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DTSTART;TZID=America/New_York:20260711T130000
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UID:18584-1783774800-1783780200@cfanorthcarolina.org
SUMMARY:Level III Ethics Workshop
DESCRIPTION:Professions can only exist within an industry when those acting with transparency\, integrity\, candor\, and trust reach a critical mass. Come join Erik Johnsen\, CFA\, CIPM\, CPA as he analyses CFA Institute’s Code of Ethics and Standards of Professional Conduct and its relationship to the Asset Manager Code within the Level III CFA Curriculum. \n\n\n\nThis discussion will follow CFA Institute’s Learning Outcome Statements for 2026 Level III CFA Curriculum Volume 5\, Module 1-4: \n\n\n\nRecommend practices and procedures designed to prevent violations of the Asset Manager Code. \n\n\n\nDescribe the structure of the CFA Institute Professional Conduct Program and the disciplinary review process for the enforcement of the CFA Institute Code of Ethics and Standards of Professional Conduct. \n\n\n\nExplain the ethical responsibilities required by the Code and Standards\, including the sub-sections of each standard. \n\n\n\nDemonstrate a thorough knowledge of the CFA Institute Code of Ethics and Standards of Professional Conduct by interpreting the Code and Standards in various situations involving issues of professional integrity. \n\n\n\nRecommend practices and procedures designed to prevent violations of the Code and Standards. \n\n\n\nEvaluate practices\, policies\, and conduct relative to the CFA Institute Code of Ethics and Standards of Professional Conduct. \n\n\n\nExplain how the practices\, policies\, or conduct does or does not violate the CFA Institute Code of Ethics and Standards of Professional Conduct. \n\n\n\nExplain the purpose of the Asset Manager Code and the benefits that may accrue to a firm that adopts the Code. \n\n\n\nExplain the ethical and professional responsibilities required by the six General Principles of Conduct of the Asset Manager Code. \n\n\n\nDetermine whether an asset manager’s practices and procedures are consistent with the Asset Manager Code.
URL:https://cfanorthcarolina.org/event/level-iii-ethics-workshop-3/
CATEGORIES:Candidate Focused Event,Special Invitation for CFANC Members,Virtual
ATTACH;FMTTYPE=image/png:https://cfanorthcarolina.org/wp-content/uploads/2026/05/Add-a-heading-5.png
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DTSTART;TZID=America/New_York:20260718T130000
DTEND;TZID=America/New_York:20260718T150000
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CREATED:20260519T210848Z
LAST-MODIFIED:20260519T210849Z
UID:18588-1784379600-1784386800@cfanorthcarolina.org
SUMMARY:Level I Ethics Workshop
DESCRIPTION:Professions can only exist within an industry when those acting with transparency\, integrity\, candor\, and trust reach a critical mass. Come join Kujo Osei\, CFA\, CPA as he analyses CFA Institute’s Code of Ethics and Standards of Professional Conduct within the Level I CFA Curriculum as well as provide some test taking tips for the Level I exam.This discussion will follow CFA Institute’s Learning Outcome Statements for 2026 Level I CFA Curriculum Volume 6 Ethical and Professional Standards Modules 1-3: \n\n\n\nExplain the ethical responsibilities required by the Code and Standards\, including the sub-sections of each Standard. \n\n\n\nExplain Ethics. \n\n\n\nDescribe the role of a code of ethics in defining a profession. \n\n\n\nDescribe professions and how they establish trust. \n\n\n\nDescribe the need for high ethical standards in investment management. \n\n\n\nExplain professionalism in investment management. \n\n\n\nIdentify challenges to ethical behavior\, compare and contrast ethical standards with legal standards. \n\n\n\nDescribe a framework for ethical decision-making. \n\n\n\nDescribe the structure of the CFA Institute Professional Conduct Program and the process for the enforcement of the Code and Standards. \n\n\n\nIdentify the six components of the Code of Ethics and the seven Standards of Professional Conduct.
URL:https://cfanorthcarolina.org/event/level-i-ethics-workshop-5/
CATEGORIES:Candidate Focused Event,Special Invitation for CFANC Members,Virtual
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